Why Use Equity Risk Sciences’
Data Science and Consultants

For Fiduciaries:

  1. The SEC has mandated, in their 42-page memo “Commission Interpretation Regarding Standard of Conduct for Investment Advisers“, that fiduciaries must:
    1. Independently measure and rate the probability and magnitude of stocks’ potential loss; and
    2. Actively monitor changes in stocks’ price and financial condition.
      1. ERS provides clients with updated risk analysis within 3 business days of those companies’ filings with the SEC.  (We are seeking sources to get SEC filings the moment they are filed.)
    3. Memo on Fiduciary Duties by Equity Risk Sciences
    4. WARNING: [The SEC has] “taken enforcement action where an investment adviser did not independently or reasonably investigate securities before recommending them to clients.”
  2. Duty: Reduce, avoid and prevent significant losses.
    1. ERS’s 2021 and 2022 FRR™ studies on preventing losses (page 2)
    2. ERS’s report “400 Stocks That Recently Crashed” from April 2024
    3. Stocks with ERS’s worst FRR™ ratings declined
      far more significantly in 2000 & 2007 than the S&P 500       (pages 2-3)
  3. Profit: Identify stocks with an exceptionally high probability of increasing.
    1. ERS’s 2021 and 2022 FRR™ studies on increasing alpha (page 3)
    2. Stocks with ERS’s best ERI™ ratings fell
      less in 2000 & 2007 than the S&P 500       (pages 4-5)
  4. Grow: Provide clients with additional highly differentiated portfolios/offerings.
    1. ERS’s 7 stock selection models: 7 different portfolios RIAs could JV with ERS
  5. Grow: Prospect CEOs of public companies.
    1. ERS’s reports on Fossil Group (FOSL) and Baxter International (BAX)
      would have been very valuable to insiders
  6. Grow: Prospect any institutional accounts with reports on their current holdings.
    1. Use ERS’s Portfolio Analyzer™ to easily review any institution’s holdings
  7. Feel an increase in confidence, pride and clarity…KNOWING YOU WILL MEET YOUR GOALS!

We are using AI in our business, but not yet in our ratings.
We are prepared to discuss how you can begin using AI in your business.
Please call us to arrange a meeting at your convenience.